Welcome to the preprint server of the Institute for Mathematical Sciences at Stony Brook University.

The IMS preprints are also available from the mathematics section of the arXiv e-print server, which offers them in several additional formats. To find the IMS preprints at the arXiv, search for Stony Brook IMS in the report name.
 

PREPRINTS IN THIS SERIES, IN PDF FORMAT.
* Starred papers have appeared in the journal cited.


E. de Faria and W. de Melo
Rigidity of critical circle mappings II
Abstract:

We prove that any two real-analytic critical circle maps with cubic critical point and the same irrational rotation number of bounded type are $C^{1+\alpha}$ conjugate for some $\alpha>0$.

E. de Faria and W. de Melo
Rigidity of critical circle mappings I
Abstract:

We prove that two $C^r$ critical circle maps with the same rotation number of bounded type are $C^{1+\alpha}$ conjugate for some $\alpha>0$ provided their successive renormalizations converge together at an exponential rate in the $C^0$ sense. The number $\alpha$ depends only on the rate of convergence. We also give examples of $C^\infty$ critical circle maps with the same rotation number that are not $C^{1+\beta}$ conjugate for any $\beta>0$.

J. Kiwi
Rational Rays and Critical Portraits of Complex Polynomials
Abstract:

The aim of this work is to describe the equivalence relations in $\mathbb{Q/Z}$ that arise as the rational lamination of polynomials with all cycles repelling. We also describe where in parameter space one can find a polynomial with all cycles repelling and a given rational lamination. At the same time we derive some consequences that this study has regarding the topology of Julia sets.

K. Keller
Correspondence and Translation Principles for the Mandelbrot set
Abstract:

New insights into the combinatorial structure of the the Mandelbrot set are given by 'Correspondence' and 'Translation' Principles both conjectured and partially proved by E. Lau and D. Schleicher. We provide complete proofs of these principles and discuss results related to them.

Note: The 'Translation' and 'Correspondence' Principles given earlier turned out to be false in the general case. In April 1999, an errata was added to discuss which parts of the two statements are incorrect and which parts remain true.

D. Schleicher
Rational Parameter Rays of the Mandelbrot Set
Abstract:

We give a new proof that all external rays of the Mandelbrot set at rational angles land, and of the relation between the external angle of such a ray and the dynamics at the landing point. Our proof is different from the original one, given by Douady and Hubbard and refined by Lavaurs, in several ways: it replaces analytic arguments by combinatorial ones; it does not use complex analytic dependence of the polynomials with respect to parameters and can thus be made to apply for non-complex analytic parameter spaces; this proof is also technically simpler. Finally, we derive several corollaries about hyperbolic components of the Mandelbrot set.

Along the way, we introduce partitions of dynamical and parameter planes which are of independent interest, and we interpret the Mandelbrot set as a symbolic parameter space of kneading sequences and internal addresses.

M. Martens and W. de Melo
The Multipliers of Periodic Points in One-dimensional Dynamics
Abstract:

It will be shown that the smooth conjugacy class of an $S-$unimodal map which does not have a periodic attractor neither a Cantor attractor is determined by the multipliers of the periodic orbits. This generalizes a result by M.Shub and D.Sullivan for smooth expanding maps of the circle.

J. Hubbard, P. Papadopol, and V. Veselov
A Compactification of Henon Mappings in $C^2$ as Dynamical Systems
Abstract:

In $\textit {HO1}$, it was shown that there is a topology on $\mathbb{C}^2 \sqcup S^3$ homeomorphic to a 4-ball such that the Hénon mapping extends continuously. That paper used a delicate analysis of some asymptotic expansions, for instance, to understand the structure of forward images of lines near infinity. The computations were quite difficult, and it is not clear how to generalize them to other rational maps.

In this paper we will present an alternative approach, involving blow-ups rather than asymptotics. We apply it here only to Hénon mappings and their compositions, but the method should work quite generally, and help to understand the dynamics of rational maps $f:\mathbb{P}^2\sim\kern-2pt\sim\kern-2pt>\mathbb{P}^2$ with points of indeterminacy. The application to compositions of Hénon maps proves a result suggested by Milnor, involving embeddings of solenoids in $S^3$ which are topologically different from those obtained from Hénon mappings.

J. Milnor
On Rational Maps with Two Critical Points
Abstract:

This is a preliminary investigation of the geometry and dynamics of rational maps with only two critical points. (originally titled "On Bicritical Rational Maps"; revised April 1999)

A. Epstein
Bounded Hyperbolic Components of Quadratic Rational Maps
Abstract:

Let ${\mathcal H}$ be a hyperbolic component of quadratic rational maps possessing two distinct attracting cycles. We show that ${\mathcal H}$ has compact closure in moduli space if and only if neither attractor is a fixed point.

M. Lyubich
Almost Every Real Quadratic Map is Either Regular or Stochastic
Abstract:

We prove uniform hyperbolicity of the renormalization operator for all possible real combinatorial types. We derive from it that the set of infinitely renormalizable parameter values in the real quadratic family $P_c: x \mapsto x^2+c$  has zero measure. This yields the statement in the title (where "regular" means to have an attracting cycle and "stochastic" means to have an absolutely continuous invariant measure). An application to the MLC problem is given.

Pages