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PREPRINTS IN THIS SERIES, IN PDF FORMAT.
* Starred papers have appeared in the journal cited.


F. Ferreira and A. A. Pinto
Explosion of Smoothness from a Point to Everywhere for Conjugacies Between Diffeomorphisms on Surfaces
Abstract:

For diffeomorphisms on surfaces with basic sets, we show the following type of rigidity result: if a topological conjugacy between them is differentiable at a point in the basic set then the conjugacy has a smooth extension to the surface. These results generalize the similar ones of D. Sullivan, E. de Faria, and ours for one-dimensional expanding dynamics.

E. de Faria, W de Melo and A. Pinto
Global Hyperbolicity of Renormalization for $C^r$ Unimodal Mappings
Abstract:

In this paper we extend M. Lyubich's recent results on the global hyperbolicity of renormalization of quadratic-like germs to the space $\mathbb{U}^r$ of $C^r$ unimodal maps with quadratic critical point. We show that in $\mathbb{U}^r$ the bounded-type limit sets of the renormalization operator have an invariant hyperbolic structure provided $r \ge 2+\alpha$ with $\alpha$ close to one. As an intermediate step between Lyubich's results and ours, we prove that the renormalization operator is hyperbolic in a Banach space of real analytic maps. We construct the local stable manifolds and prove that they form a continuous lamination whose leaves are $C^1$ codimension one Banach submanifolds of $\mathbb{U}^r$, and whose holonomy is $C^{1+\beta}$ for some $\beta>0$. We also prove that the global stable sets are $C^1$ immersed (codimension one) submanifolds as well, provided $r \ge 3+\alpha$ with $\alpha$ close to one. As a corollary, we deduce that in generic one parameter families of $C^r$ unimodal maps, the set of parameters corresponding to infinitely renormalizable maps of bounded combinatorial type is a Cantor set with Hausdorff dimension less than one.

A. Epstein
Infinitesimal Thurston Rigidity and the Fatou-Shishikura Inequality
Abstract:

We prove a refinement of the Fatou-Shishikura Inequality - that the total count of nonrepelling cycles of a rational map is less than or equal to the number of independent infinite forward critical orbits - from a suitable application of Thurston's Rigidity Theorem - the injectivity of $I-f_*$ on spaces of meromorphic quadratic differentials.

V. Kaloshin
Generic Diffeomorphisms with Superexponential Growth of Number of Periodic Orbits
Abstract:

Consider a compact manifold M of dimension at least 2 and the space of $C^r$-smooth diffeomorphisms $\mathrm{Diff}^r(M)$. The classical Artin-Mazur theorem says that for a dense subset D of $\mathrm{Diff}^r(M)$ the number of isolated periodic points grows at most exponentially fast (call it the A-M property). We extend this result and prove that diffeomorphisms having only hyperbolic periodic points with the A-M property are dense in $\mathrm{Diff}^r(M)$. Our proof of this result is much simpler than the original proof of Artin-Mazur.

The second main result is that the A-M property is not (Baire) generic. Moreover, in a Newhouse domain $\mathcal{N} \subset \mathrm{Diff}^r(M)$, an arbitrary quick growth of the number of periodic points holds on a residual set. This result follows from a theorem of Gonchenko-Shilnikov-Turaev, a detailed proof of which is also presented.

J. Milnor
Periodic Orbits, Externals Rays and the Mandelbrot Set: An Expository Account
Abstract:

A key point in Douady and Hubbard's study of the Mandelbrot set $M$ is the theorem that every parabolic point $c\ne 1/4$ in $M$ is the landing point for exactly two external rays with angles which are periodic under doubling. This note will try to provide a proof of this result and some of its consequences which relies as much as possible on elementary combinatorics, rather than on more difficult analysis. It was inspired by section 2 of the recent thesis of Schleicher (see also IMS preprint 1994/19, with E. Lau), which contains very substantial simplifications of the Douady-Hubbard proofs with a much more compact argument, and is highly recommended. The proofs given here are rather different from those of Schleicher, and are based on a combinatorial study of the angles of external rays for the Julia set which land on periodic orbits. The results in this paper are mostly well known; there is a particularly strong overlap with the work of Douady and Hubbard. The only claim to originality is in emphasis, and the organization of the proofs.

X. Buff and C. Henriksen
Scaling Ratios and Triangles in Siegel Disks
Abstract:

Let $f(z)=e^{2i\pi\theta} z+z^2$, where $\theta$ is a quadratic irrational. McMullen proved that the Siegel disk for $f$ is self-similar about the critical point. We give a lower bound for the ratio of self-similarity, and we show that if $\theta=(\sqrt 5-1)/2$ is the golden mean, then there exists a triangle contained in the Siegel disk, and with one vertex at the critical point. This answers a 15 year old conjecture.

K. Pilgrim
Dessins d'enfants and Hubbard Trees
Abstract:

We show that the absolute Galois group acts faithfully on the set of Hubbard trees. Hubbard trees are finite planar trees, equipped with self-maps, which classify postcritically finite polynomials as holomorphic dynamical systems on the complex plane. We establish an explicit relationship between certain Hubbard trees and the trees known as "dessins d'enfant" introduced by Grothendieck.

W. de Melo and A. A. Pinto
Rigidity of $C^2$ Infinitely Renormalizable Unimodal Maps
Abstract:

Given $C^2$ infinitely renormalizable unimodal maps $f$ and $g$ with a quadratic critical point and the same bounded combinatorial type, we prove that they are $C^{1+\alpha}$ conjugate along the closure of the corresponding forward orbits of the critical points, for some $\alpha>0$.

B. Weiss
Preface to "On Actions of Epimorphic Subgroups on Homogeneous Spaces" and "Unique Ergodicity on Compact Homogeneous Spaces"
Abstract:

This short note serves as a joint introduction to the papers "On Actions of Epimorphic Subgroups on Homogeneous Spaces" by Nimesh Shah and Barak Weiss (Stony Brook IMS preprint 1999/7b) and "Unique Ergodicity on Compact Homogeneous Spaces" by Barak Weiss. For the benefit of the readers who are not experts in the theory of subgroup actions on homogeneous spaces I have prefaced the papers with some general remarks explaining and motivating our results, and the connection between them. The remarks are organized as a comparison between facts which had been previously known about the action of the geodesic and horocycle flow on finite-volume Riemann surfaces -- the simplest nontrivial example that falls into our framework -- and our results on subgroup actions on homogeneous spaces.

N. Shah and B. Weiss
On Actions of Epimorphic Subgroups on Homogeneous Spaces
Abstract:

We show that for an inclusion $F < G < L$ of real algebraic groups such that $F$ is epimorphic in $G$, any closed $F$-invariant subset of $L/\Lambda$ is $G$-invariant, where $\Lambda$ is a latice in $G$. This is a topological analogue of a result due to S. Mozes that any finite $F$-invariant measure on $L/\Lambda$ is $G$-invariant.

The key ingredient in establishing this result is the study of the limiting distributions of certain translates of a homogeneous measure. We show that if in addition $G$ is generated by unipotent elements then there exists $a\in F$ such that the following holds: Let $U\subset F$ be the subgroup generated by all unipotent elements of $F$, $x\in L/\Lambda$, and $\lambda$ and $\mu$ denote the Haar probability measures on the homogeneous spaces $\overline{Ux}$ and $\overline{Gx}$, respectively (cf.~Ratner's theorem). Then $a^n\lambda\to\mu$ weakly as $n\to\infty$.

We also give an algebraic characterization of algebraic subgroups $F<{SL}_n(\mathbb{R})$ for which all orbit closures are finite volume almost homogeneous spaces, namely ${\textit iff}$ the smallest observable subgroup of ${SL}_n(\mathbb{R})$ containing $F$ has no nontrivial characters defined over $\mathbb{R}$.

 

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