Welcome to the preprint server of the Institute for Mathematical Sciences at Stony Brook University.

The IMS preprints are also available from the mathematics section of the arXiv e-print server, which offers them in several additional formats. To find the IMS preprints at the arXiv, search for Stony Brook IMS in the report name.
 

PREPRINTS IN THIS SERIES, IN PDF FORMAT.
* Starred papers have appeared in the journal cited.


F. Lalonde and D. McDuff
Hofer's $L^{\infty}$-geometry: energy and stability of Hamiltonian flows, part II
Abstract:

In this paper we first show that the necessary condition introduced in our previous paper is also a sufficient condition for a path to be a geodesic in the group $Ham^c(M)$ of compactly supported Hamiltonian symplectomorphisms. This applies with no restriction on $M$. We then discuss conditions which guarantee that such a path minimizes the Hofer length. Our argument relies on a general geometric construction (the gluing of monodromies) and on an extension of Gromov's non-squeezing theorem both to more general manifolds and to more general capacities. The manifolds we consider are quasi-cylinders, that is spaces homeomorphic to $M \times D^2$ which are symplectically ruled over $D^2$. When we work with the usual capacity (derived from embedded balls), we can prove the existence of paths which minimize the length among all homotopic paths, provided that $M$ is semi-monotone. (This restriction occurs because of the well-known difficulty with the theory of $J$-holomorphic curves in arbitrary $M$.) However, we can only prove the existence of length-minimizing paths (i.e. paths which minimize length amongst {\it all} paths, not only the homotopic ones) under even more restrictive conditions on $M$, for example when $M$ is exact and convex or of dimension $2$. The new difficulty is caused by the possibility that there are non-trivial and very short loops in $Ham^c(M)$. When such length-minimizing paths do exist, we can extend the Bialy--Polterovich calculation of the Hofer norm on a neighbourhood of the identity ($C^1$-flatness).

Although it applies to a more restricted class of manifolds, the Hofer-Zehnder capacity seems to be better adapted to the problem at hand, giving sharper estimates in many situations. Also the capacity-area inequality for split cylinders extends more easily to quasi-cylinders in this case. As applications, we generalise Hofer's estimate of the time for which an autonomous flow is length-minimizing to some manifolds other than $\textbf{R}^{2n}$, and derive new results such as the unboundedness of Hofer's metric on some closed manifolds, and a linear rigidity result.

Y. Moriah and J. Schultens
Irreducible Heegaard Splittings of Seifert Fibered Spaces are Either Vertical or Horizontal
Abstract:

Irreducible 3-manifolds are divided into Haken manifolds and non-Haken manifolds. Much is known about the Haken manifolds and this knowledge has been obtained by using the fact that they contain incompressible surfaces. On the other hand, little is known about non-Haken manifolds. As we cannot make use of incompressible surfaces we are forced to consider other methods for studying these manifolds. For example, exploiting the structure of their Heegaard splittings. This approach is enhanced by the result of Casson and Gordon [CG1] that irreducible Heegaard splittings are either strongly irreducible (see Definition 1.2) or the manifold is Haken. Hence, the study of Heegaard splittings as a mean of understanding 3-manifolds, whether they are Haken or not, takes on a new significance.

G. Levin and S. van Strien
Local Connectivity of the Julia Set of Real Polynomials
Abstract:

One of the main questions in the field of complex dynamics is the question whether the Mandelbrot set is locally connected, and related to this, for which maps the Julia set is locally connected. In this paper we shall prove the following

Main Theorem: Let $f$ be a polynomial of the form $f(z)=z^d +c$ with $d$ an even integer and $c$ real. Then the Julia set of $f$ is either totally disconnected or locally connected. In particular, the Julia set of $z^2+c$ is locally connected if $c \in [-2,1/4]$ and totally disconnected otherwise.

Christophe Golé and R. Karidi
A Note on Carnot Geodesics in Nilpotent Lie Groups
Abstract:

We show that strictly abnormal geodesics arise in graded nilpotent Lie groups. We construct such a group, with a left invariant bracket-generating distribution, for which some Carnot geodesics are strictly abnormal and, in fact, not normal in any subgroup. In the 2-step case we also prove that these geodesics are always smooth. Our main technique is based on the equations for the normal and abnormal curves, that we derive (for any Lie group) explicitly in terms of the structure constants.

J. Hu and D. Sullivan
Topological Conjugacy of Circle Diffeomorphisms
Abstract:

The classical criterion for a circle diffeomorphism to be topologically conjugate to an irrational rigid rotation was given by A. Denjoy. In 1985, one of us (Sullivan) gave a new criterion. There is an example satisfying Denjoy's bounded variation condition rather than Sullivan's Zygmund condition and vice versa. This paper will give the third criterion which is implied by either of the above criteria.

L. Keen and J. Kotus
Dynamics of the family $\lambda \tan z$
Abstract:

We study the the tangent family $\mathcal{F} = \{\lambda \tan z, \lambda \in \mathbb{C} - \{0\}\}$ and give a complete classification of their stable behavior. We also characterize the the hyperbolic components and give a combinatorial description their deployment in the parameter plane.

C. Bishop, P. Jones, R. Pemantle, and Y. Peres
The Dimension of the Brownian Frontier is Greater than 1
Abstract:

Consider a planar Brownian motion run for finite time. The frontier or "outer boundary" of the path is the boundary of the unbounded component of the complement. Burdzy (1989) showed that the frontier has infinite length. We improve this by showing that the Hausdorff dimension of the frontier is strictly greater than 1. (It has been conjectured that the Brownian frontier has dimension $4/3$, but this is still open). The proof uses Jones's Traveling Salesman Theorem and a self-similar tiling of the plane by fractal tiles known as Gosper Islands.

R. Canary, Y. Minsky, and E. Taylor
Spectral theory, Hausdorff dimension and the topology of hyperbolic 3-manifolds
Abstract:

Let $M$ be a compact 3-manifold whose interior admits a complete hyperbolic structure. We let $\Lambda(M)$ be the supremum of $\lambda_0(N)$ where $N$ varies over all hyperbolic 3-manifolds homeomorphic to the interior of $N$. Similarly, we let $D(M)$ be the infimum of the Hausdorff dimensions of limit sets of Kleinian groups whose quotients are homeomorphic to the interior of $M$. We observe that $\Lambda(M)=D(M)(2-D(M))$ if $M$ is not handlebody or a thickened torus. We characterize exactly when $\Lambda(M)=1$ and $D(M)=1$ in terms of the characteristic submanifold of the incompressible core of $M$.

R. Silvotti
On a conjecture of Varchenko
Abstract:

Varchenko conjectured that, under certain genericity conditions, the number of critical points of a product $\phi$ of powers of linear functions on $\mathbb {C}^n$ should be given by the Euler characteristic of the complement of the divisor of $\phi$ (i.e., a union of hyperplanes). In this note two independent proofs are given of a direct generalization of Varchenko's conjecture to the case of a generalized meromorphic function on an algebraic manifold whose divisor can be any (generally singular) hypersurface. The first proof uses characteristic classes and a formula of Gauss--Bonnet type for affine algebraic varieties. The second proof uses Morse theory.

M. Yampolsky
Complex Bounds for Critical Circle Maps
Abstract:

We use the methods developed with M. Lyubich for proving complex bounds for real quadratics to extend E. De Faria's complex a priori bounds to all critical circle maps with an irrational rotation number. The contracting property for renormalizations of critical circle maps follows. In the Appendix we give an application of the complex bounds for proving local connectivity of some Julia sets.

Pages